Chief Compliance Officer - Private Equity & Alternatives Job at Robert Walters, Boston, MA

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  • Robert Walters
  • Boston, MA

Job Description

Chief Compliance Officer - Private Equity & Alternatives Join to apply for the Chief Compliance Officer - Private Equity & Alternatives role at Robert Walters . Overview Our client is seeking a highly knowledgeable and dependable Chief Compliance Officer - Private Equity & Alternatives for their U.S. operations. This role offers a unique opportunity to establish and lead the firm's U.S. compliance framework, reporting directly to the Global Head of Compliance. Key Responsibilities Develop, implement, and manage the U.S. compliance programme. Ensure adherence to U.S. regulatory requirements. Serve as the point of contact for U.S. regulators, legal counsel, auditors, and fund administrators. Guide deal and operations teams on compliance related to fundraising, investor relations, and transactions. Conduct risk assessments and monitor internal controls for regulatory compliance. Support global compliance initiatives and collaborate with international stakeholders. Candidate Profile The ideal candidate has extensive experience in compliance within private equity or similar sectors, with strong knowledge of U.S. SEC regulations applicable to investment advisers. They should be capable of operating independently in a lean structure, managing regulatory filings and reviews with integrity and discretion. 6–12 years of compliance experience in private equity, private credit, real estate investment, or institutional asset management. Strong understanding of U.S. SEC regulations for investment advisers. Proven ability to operate independently and build scalable processes. Experience with regulatory filings and compliance reviews. High discretion, integrity, ownership, and excellent communication skills, with experience working cross-border. Next Steps If interested, please contact Daniela Garcia at +1 332 205 3839 or Daniela.Garcia@robertwalters.com. #J-18808-Ljbffr Robert Walters

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